Course Details

Course name:

Certification of Disclosure

Course number:

1051

Number of questions:

25

Prerequisite:

None

Course level:

Basic

Recommended CPE credit:

3 CPE hours

Recommended study time:

6 hours

Course format:

Non-interactive self study
CPE credit calculated as 50% of total study time (i.e. 100 minute hour)

Reference text:

SEC Publication, Final Rules, Release No. 33-8124 (free download)
http://www.sec.gov/rules/final/33-8124.htm

61 pages

Course last updated:

October 30, 2002

Subject classification:

SEC Practice (NJ), Auditing (NY/all other states)

Learning objective:

To understand the requirements for certification and disclosure in issuing company's quarterly and annual reports in accordance with congressional Acts.